InvestoGain

Investogain Pty Limited
AFS Licence No. 334036

All correspondence to:
admin@delisted.com.au
or by mail to:
PO Box 400
Crows Nest NSW 1585

26 April 2025

Name:	SUNSHINE HEART, INC. (SHC)
Date of Listing:	28 September 2004
Date of Delisting:	06 May 2013

Stock Exchange Status: (updated daily)

This entity was delisted from the Australian Securities Exchange on 06 May 2013.

Legal Status: (updated monthly)

Deregistration Date: 10 December 2013

This entity was deregistered on 10 December 2013. It has thus ceased to exist.

Capital Gains Tax (CGT) Status: (updated at least quarterly)

This entity was deregistered on 10 December 2013. Deregistration is a Capital Gains Tax Event. In our opinion you are entitled to crystallise any capital loss in the tax year that deregistration occurs providing you have not previously done so. If you did not crystallise your loss in the tax year the entity was deregistered, you may seek to re-open that year’s assessment but anyway should seek professional advice as to how best to proceed.

Updates, corrections, disagreements please email to admin@delisted.com.au

Further information: deListed and InvestoGain are operated by Investogain Pty Limited which is licensed by ASIC as an Australian Financial Services Licensee (AFSL 334036). deListed acquires only securities that it deems to be of little or no value, in circumstances where the holder is unable to sell their securities on-market in the normal manner. This service has been provided online via the company’s website www.delisted.com.au since 2004.

Getting advice: Information provided in this section is of a general nature and applicable only to Australian tax residents who hold their investments on capital account (ie for long-term investment purposes). It has been prepared without taking into account your financial needs or tax situation. Before acting on the information, deListed suggests that you consider whether it is appropriate for your circumstances and recommends that you seek independent legal, financial, or taxation advice.

Disclaimer: The information provided above is to the best of our knowledge accurate as of today. But you should bear in mind that it is of a general nature and does not constitute financial or tax advice. Investogain Pty Limited accepts no liability for any loss arising from reliance on this information, including reliance on information that is no longer current.

SUNSHINE HEART, INC.(SHC)

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ASX, Legal & CGT Status

Former (or subsequent) names

Shareholder links

Our website ranking of SHC:

(2 out of 5)

COMPANY WEBSITE:

SHC website

SHC email

SHC investorRelations

REGISTRY:

Level 12, 680 George Street Sydney NSW 2000

Tel : 61 1300 554 474
Fax : 02 9287 0303
RegistryWebsite RegistryEmail

Company details

Address: Unit 3, 12 Frederick Street, ST LEONARDS, NSW, AUSTRALIA, 2065
Tel: (02) 8424 7700 Fax: (02) 9966 0355

Date first listed: 28/09/2004
Company Secretary:
Sector: INC Industry Group: Health Care Equipment & Services
Activities: Development of a cardiac assist device to treat patients with moderate to severe long term heart failure

News & Events

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delisted at the request of the Company	06/05/2013
we understand Sunshine Heart's decision to delist its CDIs was due to the low level of CDIs quoted on ASX, particularly when compared to Sunshine Heart's current issued share capital, and the low level of trading on ASX compared to that on NASDAQ. In light of these circumstances, Sunshine Heart formed the view that the administrative costs of an ASX listing, including the higher level of regulatory compliance costs associated with two listings, were no longer justifiable - it remains listed on NASDAQ	06/05/2013
The securities of Sunshine Heart, Inc. (the "Company") will be suspended from quotation at the close of trading today, Monday 29 April 2013, at the request of the Company, pending the removal of the Company from the official list of ASX Limited. Security Code: SHC	29/04/2013
we understand that on or about this date the company consolidated its shares 1 for 200	06/02/2012

ASX Announcements (courtesy of ASX)

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Directors' on-market share transactions (last 5)

Purchases Sales

DATE	DIRECTOR	NUMBER	PRICE	AMOUNT
14/09/2012	Nicholas Callinan	500,000	$0.043 CDI	$21,500.00
17/08/2012	Donal O'Dwyer	2,735,000	$0.037 CDI	$101,195.00
23/10/2011	Nicholas Callinan	100,000	$0.040	$4,000.00
30/08/2011	Donal O'Dwyer	2,183,095	$0.046	$99,816.00
19/08/2011	Nicholas Callinan	100,000	$0.040	$4,000.00

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Directors & Executives (current)

NAME	TITLE	DATE OF APPT
John Erb	Chairman	13/09/2012
Nicholas Callinan	Non Exec Chairman	10/07/2008
David Rosa	CEO, Executive Director	01/11/2009
Jeffrey Mathiesen	CFO, Company Secretary
Geoffrey Brooke	Non Exec Director	25/09/2003
Paul Buckman	Non Exec Director	01/02/2011
Gregory Waller	Non Exec Director	03/08/2011
Warren Watson	Director	30/01/2013
Jon Salveson	Director	14/03/2013

Date of first appointment, title may have changed.

Directors & Executives (former)

NAME	TITLE	DATE OF APPOINTMENT	DATE OF RESIGNATION

Date of first appointment, title may have changed.